Ying Sum Lau
劉應心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Sum Lau (劉應心), a licensed Representative with CE reference BMS676. Currently licensed at 1 firm(s): LSQ Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LSQ Capital Limited | Rep | Type 4 — Advising on securities | 2026-03-09 | present |
| LSQ Capital Limited | Rep | Type 9 — Asset management | 2026-03-09 | present |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-02 | 2026-01-01 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-02 | 2026-01-01 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-20 | 2021-05-08 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-22 | 2020-10-08 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-10-22 | 2020-10-08 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-28 | 2018-09-11 |