Anson Siu Ngong Ng
吳肇昂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anson Siu Ngong Ng (吳肇昂), a licensed former licensee with CE reference AHA002. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Vision Asset Management Limited 新盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-05 | 2016-10-05 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-25 | 2012-05-31 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-25 | 2012-05-31 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-22 | 2011-01-15 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 9 — Asset management | 2009-12-22 | 2011-01-15 |