Nan Yang
楊楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Yang (楊楠), a licensed former licensee with CE reference AVT459. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-20 | 2025-04-15 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-20 | 2025-04-15 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-12-20 | 2025-04-15 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-06 | 2022-12-20 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 4 — Advising on securities | 2018-08-06 | 2022-12-20 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-08-06 | 2022-12-20 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-12 | 2018-08-06 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-12 | 2018-08-06 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-12 | 2018-08-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-31 | 2018-03-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-31 | 2018-03-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-31 | 2018-03-30 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2012-09-13 | 2014-03-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-30 | 2012-05-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-30 | 2012-05-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-30 | 2012-05-16 |