Peng Lin
林芃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Lin (林芃), a licensed Responsible Officer with CE reference ACP158. Currently licensed at 1 firm(s): Chelsea Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-07-06 | present |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-10 | present |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 4 — Advising on securities | 2021-12-10 | present |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 9 — Asset management | 2021-12-10 | present |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | 2017-06-30 | 2020-03-15 |
| KuCoin Commodity Futures Limited | RO | Type 2 — Dealing in futures contracts | 2017-06-30 | 2020-03-15 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | 2017-06-30 | 2020-03-15 |
| KuCoin Asset Management Limited | RO | Type 9 — Asset management | 2017-06-30 | 2020-03-15 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 4 — Advising on securities | 2014-11-07 | 2017-04-09 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-03 | 2017-04-09 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-03-03 | 2017-04-09 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2012-06-29 | 2017-04-09 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-10 | 2014-03-03 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-12-19 | 2012-06-29 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-02 | 2014-03-03 |