Hyun Ho Kim
金賢鎬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hyun Ho Kim (金賢鎬), a licensed Responsible Officer with CE reference ACJ079. Currently licensed at 1 firm(s): Oppenheimer Investments Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-26 | present |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 4 — Advising on securities | 2014-03-21 | present |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-17 | 2018-01-26 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-17 | 2014-03-21 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-16 | 2012-07-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-25 | 2011-08-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-13 | 2011-08-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-13 | 2011-08-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-11 | 2008-11-07 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-08-11 | 2008-11-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-08-11 | 2008-11-07 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2008-08-11 | 2008-11-07 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-04-19 | 2005-11-14 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-29 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-13 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-13 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-13 |