John Allen Wadle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Allen Wadle, a licensed Responsible Officer with CE reference AGS454. Currently licensed at 1 firm(s): M&G Investments (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | RO | Type 9 — Asset management | 2025-10-16 | present |
| M&G Investments (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-08-03 | present |
| M&G Investments (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-08-03 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-05 | 2020-06-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-20 | 2020-06-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-04-20 | 2020-06-05 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-07-16 | 2014-04-14 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-06 | 2011-12-01 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2009-04-07 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |