Wai Kei (SFC:AOU650) Ng
吳煒基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kei (SFC:AOU650) Ng (吳煒基), a licensed former licensee with CE reference AOU650. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-04-11 | 2019-01-24 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-22 | 2018-04-11 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-28 | 2016-09-15 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-06 | 2015-09-18 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-27 | 2013-12-25 |
| J Capital Research Limited |
Rep | Type 4 — Advising on securities | 2013-05-13 | 2013-09-23 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-13 | 2013-04-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-22 | 2008-10-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-04-17 | 2007-06-15 |