Paul Rodger Snelgrove
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Rodger Snelgrove, a licensed former licensee with CE reference AEE375. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grit Asset Management Limited 沙礫資產管理股份有限公司 |
RO | Type 4 — Advising on securities | 2025-11-11 | 2026-04-30 |
| Grit Asset Management Limited 沙礫資產管理股份有限公司 |
RO | Type 4 — Advising on securities | 2024-12-10 | 2025-08-26 |
| Grit Asset Management Limited 沙礫資產管理股份有限公司 |
RO | Type 9 — Asset management | 2024-12-10 | 2026-04-30 |
| Tarascon Capital Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2017-10-12 | 2022-03-11 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-10 | 2017-08-03 |
| GCIS Limited |
RO | Type 9 — Asset management | 2013-08-27 | 2014-09-26 |
| GCIS Limited |
Rep | Type 9 — Asset management | 2013-06-07 | 2013-08-27 |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
RO | Type 9 — Asset management | 2012-07-09 | 2013-05-19 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-02 | 2011-12-01 |
| Tarascon Capital Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2007-02-16 | 2010-11-01 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-24 | 2006-07-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |