GCIS Limited

CE No. AOI914 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for GCIS Limited (), a Hong Kong-based licensed corporation with CE reference AOI914. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 8). Earliest licence on file: 2007-05-16.

Registered address

Unit 12, 25/F, Tower B, Southmark, 11 Yip Hing Street, Wong Chuk Hang

Licence history

ActivityFromTo
Type 9 — Asset management 2007-05-16 present
Type 4 — Advising on securities 2007-11-22 2010-09-06
Type 5 — Advising on futures contracts 2007-11-22 2010-02-09

Licensed staff (all-time) (8)
Active on date

Name Activities First licensed To
Ronald Yin Kei Chan 陳彥麒 RO 9 2020-06 Present
Jens Alfred Karl Ehrhardt RO 9 2007-05 2013-09
Nial Dennis Henry Gooding RO 9 Rep 9 2014-05 2025-03
Lutz Hans Michael Kihm RO 4, 5, 9 2007-05 Present
Christopher Fenton Roberts 羅弼時 RO 4, 5, 9 2007-07 2009-12
Paul Rodger Snelgrove RO 9 Rep 9 2013-06 2014-09
Chi Chow Chan 陳致洲 Rep 4, 9 2009-03 2009-08
Wing Yan (SFC:AWI755) Kan 簡潁甄 Rep 9 2010-12 2013-07
Showing 1–8 of 8

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 1 shared activity type · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 1 shared activity type · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 1 shared activity type · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 1 shared activity type · 瑞穗證券亞洲有限公司

Related