Imperial Capital Limited
盛世投資(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Imperial Capital Limited (盛世投資(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ALS380. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 21). Earliest licence on file: 2005-05-12.
Registered address
Room 1207, 12/F, Solo building, 41-43 Carnarvon Road, Tsim Sha Tsui, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2005-12-21 | present |
| Type 4 — Advising on securities | 2005-05-12 | 2014-06-04 |
Licensed staff (all-time) (21)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yiu Ping Chim 詹耀平 | RO 9 | 2022-12 | 2024-03 |
| Wai Fai Chung 鍾偉輝 | RO 4, 9 | 2011-07 | 2012-11 |
| Shun Cheong Andrew Kuet 闕順昌 | RO 4, 9 | 2005-05 | 2010-12 |
| Nancy Shuk Ying Lee 李淑英 | RO 4, 9 | 2012-11 | 2014-02 |
| Wai Ki Lee 李偉基 | RO 9 | 2020-01 | 2021-05 |
| Qiang Lu 卢强 | RO 9 | 2025-09 | Present |
| Edith Man Ling Ngan 顏文玲 | RO 9 | 2005-12 | 2012-10 |
| Barbara Shaw 邵憶芳 | RO 4, 9 | 2005-05 | 2021-09 |
| Paul Rodger Snelgrove | RO 9 | 2012-07 | 2013-05 |
| Lai Chung Tam 譚禮忠 | RO 9 Rep 9 | 2013-10 | 2014-05 |
| Foelan Wong 黃富仁 | RO 9 | 2022-05 | 2023-01 |
| Shuk Han Yau 游淑嫻 | RO 9 | 2024-08 | Present |
| Hoi Chung Yip 葉凱琮 | RO 9 | 2024-09 | 2025-03 |
| Min Wa Yip 葉勉華 | RO 9 Rep 9 | 2022-11 | 2024-03 |
| Tai Yuen Yip 葉泰源 | RO 9 | 2014-04 | 2019-05 |
| Wai Yang Cheng 鄭韋欣 | Rep 4, 9 | 2013-02 | 2015-03 |
| King Man Chui 崔競文 | Rep 9 | 2015-03 | 2016-01 |
| Monica Ze Wa Lam 林詩華 | Rep 9 | 2006-12 | 2007-02 |
| Fung Kuen Ma 馬鳳娟 | Rep 9 | 2006-12 | 2010-12 |
| Hung Kong Pak 白鴻江 | Rep 4, 9 | 2011-01 | 2012-11 |
| Jonathan Nok Yan Yeung 楊諾恩 | Rep 4, 9 | 2012-06 | 2013-06 |
Showing 1–21 of 21
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 1 shared activity type · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 1 shared activity type · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 1 shared activity type · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 1 shared activity type · 瑞穗證券亞洲有限公司