Min Wa Yip
葉勉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min Wa Yip (葉勉華), a licensed Responsible Officer with CE reference AVR980. Currently licensed at 1 firm(s): Trivesta Capital Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trivesta Capital Management (Hong Kong) Limited 三元資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-06-17 | present |
| Trivesta Capital Management (Hong Kong) Limited 三元資本管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-06-17 | present |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
RO | Type 9 — Asset management | 2022-12-08 | 2024-03-15 |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-11-03 | 2022-12-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2021-05-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-14 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-14 | 2021-05-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-27 | 2014-09-23 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-27 | 2014-09-23 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-14 | 2011-08-06 |