Shuk Han Yau
游淑嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Han Yau (游淑嫻), a licensed Responsible Officer with CE reference ACZ998. Currently licensed at 1 firm(s): Imperial Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperial Capital Limited 盛世投資(香港)有限公司 |
RO | Type 9 — Asset management | 2024-08-01 | present |
| INV Advisory Limited | RO | Type 4 — Advising on securities | 2018-12-06 | 2024-05-06 |
| INV Advisory Limited | RO | Type 9 — Asset management | 2018-12-06 | 2024-05-06 |
| INV Partners Limited | Rep | Type 9 — Asset management | 2012-01-26 | 2018-11-28 |