Barbara Shaw

邵憶芳
CE No. AAE978 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barbara Shaw (邵憶芳), a licensed Responsible Officer with CE reference AAE978. Currently licensed at 1 firm(s): Domineer Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.

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Licence history

FirmRoleRegulated activityFromTo
Domineer Asset Management Limited
多名利資產管理有限公司		 RO Type 4 — Advising on securities 2022-07-19 present
Domineer Asset Management Limited
多名利資產管理有限公司		 RO Type 9 — Asset management 2022-01-19 present
Domineer Asset Management Limited
多名利資產管理有限公司		 Rep Type 9 — Asset management 2021-11-30 2022-01-19
Imperial Capital Limited
盛世投資(香港)有限公司		 RO Type 9 — Asset management 2005-12-21 2021-09-09
Imperial Capital Limited
盛世投資(香港)有限公司		 RO Type 4 — Advising on securities 2005-05-12 2014-05-21

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