Lai Chung Tam
譚禮忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Chung Tam (譚禮忠), a licensed Responsible Officer with CE reference AUM932. Currently licensed at 1 firm(s): Smart Fullrich Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 4 — Advising on securities | 2025-03-31 | present |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 9 — Asset management | 2025-03-31 | present |
| All View Management Limited 景豐管理有限公司 |
RO | Type 4 — Advising on securities | 2016-03-24 | 2024-02-29 |
| All View Management Limited 景豐管理有限公司 |
RO | Type 9 — Asset management | 2016-03-24 | 2024-02-29 |
| JT Capital Management Limited 嘉泰新興資本管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-20 | 2015-02-03 |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-04-24 | 2014-05-05 |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
RO | Type 9 — Asset management | 2014-01-14 | 2014-04-24 |
| Imperial Capital Limited 盛世投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-10-24 | 2014-01-14 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-18 | 2013-08-31 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | 2010-01-18 | 2013-08-31 |