Kwok Leung Dennis Chan
陳國樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung Dennis Chan (陳國樑), a licensed former licensee with CE reference AEO546. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AAA Securities Co. Limited |
RO | Type 1 — Dealing in securities | 2016-11-02 | 2025-10-26 |
| Hana Asia Limited 韓亞(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-24 | 2014-06-03 |
| Hana Asia Limited 韓亞(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2012-08-24 | 2014-06-03 |
| Hana Asia Limited 韓亞(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-20 | 2012-08-24 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-10 | 2011-08-22 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-11-26 | 2010-05-11 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-05-11 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-10-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-04 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-04 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-04 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-04 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-04 |