Ron Hiu Lam Ha
夏曉嵐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ron Hiu Lam Ha (夏曉嵐), a licensed former licensee with CE reference APA395. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-17 | 2021-11-11 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-09 | 2013-11-15 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-27 | 2011-05-23 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-17 | 2010-05-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-04 | 2008-12-05 |