Sai Tak Chu
朱世德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Tak Chu (朱世德), a licensed Responsible Officer with CE reference ADX572. Currently licensed at 1 firm(s): Innovax Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-02 | present |
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-11-02 | present |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 — Dealing in securities | 2005-11-03 | 2016-10-14 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 4 — Advising on securities | 2004-03-26 | 2016-10-14 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-04-03 | 2016-10-14 |