Erica Wai Yan Ling
凌偉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erica Wai Yan Ling (凌偉欣), a licensed Responsible Officer with CE reference AXM306. Currently licensed at 1 firm(s): Innovax Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-23 | present |
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-04-12 | present |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-23 | 2022-02-23 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-02-23 | 2017-04-12 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-05 | 2017-02-17 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-05 | 2017-02-17 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-11-30 | 2017-02-17 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-27 | 2016-11-30 |