Kai Tak Tong
唐繼德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Tak Tong (唐繼德), a licensed Responsible Officer with CE reference BHQ333. Currently licensed at 1 firm(s): Innovax Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-08-21 | present |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-06-16 | 2023-08-21 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-06-08 | 2023-04-14 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-02-24 | 2021-06-08 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-08-17 | 2021-01-31 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-18 | 2021-01-31 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-12-18 | 2020-08-17 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-23 | 2018-12-12 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-23 | 2018-12-12 |