Kai Pong Ng
伍啟邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Pong Ng (伍啟邦), a licensed Responsible Officer with CE reference AOB433. Currently licensed at 1 firm(s): Innovax Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-03-21 | present |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-09 | present |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-01-09 | 2017-03-21 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-06-24 | 2016-10-24 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-02-17 | 2016-06-24 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-19 | 2015-02-02 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-03 | 2013-11-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-03 | 2011-06-30 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-02 | 2010-01-31 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 — Asset management | 2008-05-02 | 2010-01-31 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-10-19 | 2010-01-31 |