Pui Yee Li
李沛怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yee Li (李沛怡), a licensed former licensee with CE reference AQU125. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2016-02-01 | 2016-06-30 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-30 | 2016-06-30 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-30 | 2016-06-30 |