Martin He
何志雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin He (何志雄), a licensed former licensee with CE reference AFD243. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Jade Capital Limited 金瑜融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-09-17 | 2020-11-28 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-20 | 2020-01-02 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 4 — Advising on securities | 2018-11-20 | 2020-01-02 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-11-20 | 2020-01-02 |
| Chief Financial Capital Limited 致富金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-09-19 | 2018-01-06 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-14 | 2018-01-06 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-14 | 2018-01-06 |
| Chief Financial Capital Limited 致富金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-14 | 2014-09-19 |
| Austin Asia Securities Limited 新港亞洲證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-02-17 | 2014-07-21 |
| Austin Asia Securities Limited 新港亞洲證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-01-30 | 2014-02-17 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
RO | Type 4 — Advising on securities | 2012-08-29 | 2013-07-03 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-08-29 | 2013-07-03 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-10 | 2012-08-29 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-26 | 2012-08-29 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-16 | 2009-08-13 |