Yik Yu Lee
李奕儒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Yu Lee (李奕儒), a licensed Responsible Officer with CE reference AGV327. Currently licensed at 1 firm(s): Neutral Financial Holding Company Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-09-17 | present |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-09-02 | 2019-09-17 |
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-06-29 | 2019-09-01 |
| CVP Capital Limited |
RO | Type 6 — Advising on corporate finance | 2016-03-07 | 2017-01-26 |
| CVP Capital Limited |
Rep | Type 1 — Dealing in securities | 2016-01-26 | 2017-01-26 |
| CVP Capital Limited |
Rep | Type 4 — Advising on securities | 2016-01-26 | 2017-01-26 |
| CVP Capital Limited |
Rep | Type 6 — Advising on corporate finance | 2016-01-26 | 2016-03-07 |
| INCU Corporate Finance Limited 衍丰企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-08-31 | 2016-01-05 |
| INCU Corporate Finance Limited 衍丰企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-04-11 | 2007-08-31 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-07-20 | 2006-08-05 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-10-24 | 2004-07-20 |
| REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-16 |
| REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-16 |