William Jing Yeung Lau
劉正揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Jing Yeung Lau (劉正揚), a licensed former licensee with CE reference ANV150. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Securities International Limited 泰達證券國際有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-04 | 2020-11-30 |
| Target Securities International Limited 泰達證券國際有限公司 |
Rep | Type 9 — Asset management | 2019-06-04 | 2020-11-30 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-15 | 2018-01-19 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-15 | 2018-01-19 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 9 — Asset management | 2017-11-15 | 2018-01-19 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-04 | 2008-04-22 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-04 | 2008-04-22 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-02-04 | 2008-04-22 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-19 | 2008-01-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-19 | 2008-01-08 |