Xuanhua Xi
席絢樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuanhua Xi (席絢樺), a licensed Responsible Officer with CE reference AHX572. Currently licensed at 1 firm(s): DigiFT Tech (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 31.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DigiFT Tech (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2025-06-02 | present |
| DigiFT Tech (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2025-06-02 | present |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-16 | 2024-12-13 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 4 — Advising on securities | 2024-09-16 | 2024-12-13 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 9 — Asset management | 2024-09-16 | 2024-12-13 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-03 | 2024-09-16 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-03 | 2024-09-16 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2024-09-03 | 2024-09-16 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-01 | 2024-04-08 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-01 | 2024-04-08 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-01 | 2024-04-08 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-02-01 | 2024-04-08 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-12-20 | 2024-04-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-08-29 | 2024-04-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-08-29 | 2024-04-08 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-16 | 2019-12-20 |
| BOCOM International Futures Limited 交銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-06-19 | 2018-09-19 |
| BOCOM International Futures Limited 交銀國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-06-19 | 2018-09-19 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-01-15 | 2024-04-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-01-14 | 2018-01-09 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-03-03 | 2024-04-08 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 1 — Dealing in securities | 2008-03-03 | 2008-03-03 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2008-03-03 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-12 | 2016-01-15 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-22 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-22 | 2008-03-03 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-01 | 2005-08-22 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-08-22 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |