Tony Shu
徐成東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Shu (徐成東), a licensed Representative with CE reference APC238. Currently licensed at 1 firm(s): Everbright Securities Investment Services (HK) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-10 | present |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-05 | 2009-04-26 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-05 | 2009-04-26 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-02-05 | 2009-04-26 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-24 | 2007-12-29 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-24 | 2007-12-29 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-24 | 2007-12-29 |