Mabel Lam
林美寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mabel Lam (林美寶), a licensed Responsible Officer with CE reference AHP359. Currently licensed at 1 firm(s): SPDB International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-14 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-03-14 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-08 | 2017-03-14 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-02-08 | 2017-03-14 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-09 | 2016-12-30 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-01-09 | 2016-12-30 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 1 — Dealing in securities | 2013-11-11 | 2014-08-30 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-06-17 | 2014-08-30 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-08 | 2013-04-03 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-02-08 | 2013-04-03 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-17 | 2011-02-08 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-02-17 | 2011-02-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-31 |