Chi Chiu Wong
王志超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chiu Wong (王志超), a licensed Responsible Officer with CE reference AJB477. Currently licensed at 1 firm(s): Global Mastermind Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Mastermind Securities Limited 環球大通證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-02 | present |
| Global Mastermind Securities Limited 環球大通證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-03-11 | present |
| Nuada Limited 洛爾達有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-09 | 2018-11-06 |
| Nuada Limited 洛爾達有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-08-26 | 2019-02-10 |
| Nuada Limited 洛爾達有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-26 | 2011-08-26 |
| Veda Capital Limited 智略資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-05 | 2010-11-11 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-09 | 2010-02-01 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-21 | 2007-04-21 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-02-13 | 2006-09-15 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-09-10 | 2005-11-10 |