Jianfeng Peter Chen
陳劍鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianfeng Peter Chen (陳劍鋒), a licensed former licensee with CE reference BHM019. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Win Capital Limited 中源國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-28 | 2024-10-29 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
RO | Type 4 — Advising on securities | 2021-04-28 | 2024-10-29 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
RO | Type 9 — Asset management | 2021-04-28 | 2024-10-29 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-05 | 2021-04-28 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-05 | 2021-04-28 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 9 — Asset management | 2020-11-05 | 2021-04-28 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 4 — Advising on securities | 2018-05-18 | 2019-01-22 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 9 — Asset management | 2018-05-18 | 2019-01-22 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-03 | 2018-05-18 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2018-04-03 | 2018-05-18 |