Jung Won Suh
徐重源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jung Won Suh (徐重源), a licensed former licensee with CE reference AUS548. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-15 | 2018-04-01 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 4 — Advising on securities | 2017-08-15 | 2018-04-01 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-08-15 | 2018-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-03-08 | 2016-03-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-03-08 | 2016-03-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-03-08 | 2016-03-07 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-03-08 | 2016-03-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-03-08 | 2016-03-07 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-03-08 | 2016-03-07 |