Suen Ni Kwok
郭宣妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suen Ni Kwok (郭宣妮), a licensed former licensee with CE reference BFL004. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-11-24 | 2022-12-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-03 | 2017-11-19 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-11-03 | 2017-11-19 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-11 | 2016-02-05 |