Qing (SFC:AOA971) Chen
陳慶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qing (SFC:AOA971) Chen (陳慶), a licensed former licensee with CE reference AOA971. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-27 | 2009-05-09 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-30 | 2007-11-25 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-17 | 2007-03-27 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-11-17 | 2007-03-27 |