Chi Leung Lo
盧志良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Leung Lo (盧志良), a licensed Responsible Officer with CE reference ASA036. Currently licensed at 1 firm(s): Frontpage Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontpage Capital Limited 富比資本有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-21 | present |
| Frontpage Capital Limited 富比資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-06-21 | present |
| Frontpage Capital Limited 富比資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-08 | 2016-06-21 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-02-04 | 2016-02-29 |
| Veda Capital Limited 智略資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-22 | 2016-01-04 |
| TC Capital International Limited 天財資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-28 | 2015-12-16 |
| TC Capital International Limited 天財資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-04-28 | 2015-12-16 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-14 | 2015-04-28 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-14 | 2015-04-28 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-16 | 2013-02-28 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-16 | 2013-02-28 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-14 | 2012-03-09 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-19 | 2011-05-29 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-01-19 | 2011-05-29 |