Siu Laam Hau
侯肇嵐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Laam Hau (侯肇嵐), a licensed Responsible Officer with CE reference AXL892. Currently licensed at 1 firm(s): Asian Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-11-02 | present |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-03-15 | 2017-03-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2016-02-01 | 2017-03-15 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-29 | 2017-03-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-29 | 2017-03-15 |