Moises Banares Bernardo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Moises Banares Bernardo ( ), a licensed former licensee with CE reference ADJ936. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 4 — Advising on securities | 2011-03-02 | 2012-09-30 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-03-02 | 2012-09-30 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 — Advising on securities | present | 2011-03-02 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2011-03-02 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | present | 2012-09-30 |