Xiao (SFC:BOA927) Feng
馮笑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:BOA927) Feng (馮笑), a licensed former licensee with CE reference BOA927. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 4 — Advising on securities | 2019-09-27 | 2024-06-18 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 9 — Asset management | 2019-09-27 | 2024-06-18 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-01 | 2024-06-18 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-01 | 2019-09-27 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2019-03-01 | 2019-09-27 |