Lining Lu
盧麗宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lining Lu (盧麗宁), a licensed former licensee with CE reference BGQ272. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-19 | 2023-12-15 |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-12-18 | 2023-12-15 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-11 | 2017-12-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-02-11 | 2017-12-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2016-02-11 | 2017-12-08 |