Kwun Kui Clarence Ho
何冠駒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Kui Clarence Ho (何冠駒), a licensed former licensee with CE reference BDR779. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-29 | 2018-01-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2017-11-29 | 2018-01-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-07-28 | 2016-08-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-07-28 | 2016-08-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-07-28 | 2016-08-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2014-07-28 | 2016-08-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2014-07-28 | 2016-08-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2014-07-28 | 2016-08-23 |