Roger Yat Fai Tang
鄧逸暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Yat Fai Tang (鄧逸暉), a licensed Representative with CE reference APC376. Currently licensed at 1 firm(s): First Shanghai Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-16 | present |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2010-04-17 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-18 | 2010-04-17 |