Brian Lok Hang Yuen
袁樂恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Lok Hang Yuen (袁樂恒), a licensed former licensee with CE reference AIL378. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-09-12 | 2007-04-04 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-30 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-03-15 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-30 |