Kin Chiu Yam
任健超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Chiu Yam (任健超), a licensed Responsible Officer with CE reference AYY619. Currently licensed at 1 firm(s): First Shanghai Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Capital Limited 第一上海融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-07-02 | present |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-05-17 | 2019-07-02 |
| Sunfund Capital Limited 東皓資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-04-28 | 2019-05-06 |
| Sunfund Capital Limited 東皓資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-11 | 2017-04-28 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-02-09 | 2014-03-07 |