Paul Ka Lok Lam
林家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Ka Lok Lam (林家樂), a licensed former licensee with CE reference BHC989. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-21 | 2022-09-03 |
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-21 | 2022-09-03 |
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-09-21 | 2022-09-03 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-07 | 2018-10-02 |