Draco Investment Management Limited

天龍投資管理有限公司

CE No. BQF067 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Draco Investment Management Limited (天龍投資管理有限公司), a Hong Kong-based licensed corporation with CE reference BQF067. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 5). Earliest licence on file: 2021-05-10.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

27/F, Tower A, 83 King Lam Street, Cheung Sha Wan, Kowloon

Licence history

Activity	From	To
Type 1 — Dealing in securities	2021-05-10	present
Type 4 — Advising on securities	2021-05-10	present
Type 9 — Asset management	2021-05-10	present

Licensed staff (all-time) (5)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Cheuk Fai Li 李卓輝	RO 1, 4, 9	2021-05	2021-08
Lik Pao 鮑力	RO 1, 4, 9	2021-05	Present
Chi Yin Wong 黃智燕	RO 1, 4, 9	2021-11	Present
Paul Ka Lok Lam 林家樂	Rep 1, 4, 9	2021-09	2022-09
Sin Lam 林倩	Rep 1, 4, 9	2021-11	2022-11