Chi Yin Wong
黃智燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yin Wong (黃智燕), a licensed Responsible Officer with CE reference AZF224. Currently licensed at 1 firm(s): Draco Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 3.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Draco Investment Management Limited 天龍投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-08 | present |
| Draco Investment Management Limited 天龍投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-08 | present |
| Draco Investment Management Limited 天龍投資管理有限公司 |
RO | Type 9 — Asset management | 2021-11-08 | present |