Sin Lam
林倩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Lam (林倩), a licensed former licensee with CE reference BNK383. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-22 | 2022-11-21 |
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-22 | 2022-11-21 |
| Draco Investment Management Limited 天龍投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-22 | 2022-11-21 |
| Akron Corporate Finance Limited 亞貝隆資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-03-11 | 2021-05-31 |
| RaffAello Capital Limited | Rep | Type 6 — Advising on corporate finance | 2019-02-15 | 2020-10-15 |
| Red Sun Capital Limited 紅日資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-05 | 2018-10-08 |
| Red Sun Capital Limited 紅日資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-09-05 | 2018-10-08 |