Lik Pao
鮑力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lik Pao (鮑力), a licensed Responsible Officer with CE reference AEY552. Currently licensed at 1 firm(s): Draco Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Draco Investment Management Limited 天龍投資管理有限公司 |
RO | Type 9 — Asset management | 2021-05-11 | present |
| Draco Investment Management Limited 天龍投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-10 | present |
| Draco Investment Management Limited 天龍投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-10 | present |
| C.P. Financial Management Limited 中和資產管理有限公司 |
RO | Type 9 — Asset management | 2016-12-13 | 2020-10-22 |
| C.P. Securities International Limited 中和證劵國際有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-22 | 2020-12-11 |
| C.P. Securities International Limited 中和證劵國際有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-12 | 2016-04-22 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2012-03-15 | 2016-03-21 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 4 — Advising on securities | 2010-02-23 | 2016-03-21 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-03-18 | 2016-03-21 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-20 | 2009-03-18 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 — Dealing in securities | 2007-12-20 | 2016-03-21 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-12-20 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-15 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-15 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-15 |