C.P. Financial Management Limited
中和資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for C.P. Financial Management Limited (中和資產管理有限公司), a Hong Kong-based licensed corporation with CE reference APL344. Current licensed staff on file: 0 (total recorded over time: 15). Earliest licence on file: 2008-05-09.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2008-05-09 | 2020-10-28 |
Licensed staff (all-time) (15)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mattias Ivan Lamotte | RO 9 | 2008-05 | 2015-02 |
| Henry Sze Chung Lee 李思聰 | RO 9 Rep 9 | 2015-02 | 2017-10 |
| Siu Kuen Lee 李紹權 | RO 9 | 2012-12 | 2017-03 |
| Archie Lin 林大千 | RO 9 | 2010-12 | 2013-01 |
| Lik Pao 鮑力 | RO 9 | 2016-12 | 2020-10 |
| Richard Chin-Shan Wu 吳青山 | RO 9 | 2008-05 | 2011-01 |
| Zhengwei Yao 姚正薇 | RO 9 | 2017-12 | 2020-10 |
| Chiu Wai (SFC:AZC676) Chan 陳昭偉 | Rep 9 | 2013-07 | 2014-08 |
| Ho Shing Choi 崔賀丞 | Rep 9 | 2018-07 | 2020-10 |
| Tommy Sui Sang Fung 馮瑞生 | Rep 9 | 2013-05 | 2014-04 |
| Ping Sum Lam 林炳森 | Rep 9 | 2013-07 | 2016-03 |
| Gordon Ka Fai Lee 李家輝 | Rep 9 | 2018-10 | 2020-03 |
| Shiu Ki Lee 李紹祺 | Rep 9 | 2013-02 | 2017-01 |
| Chi Keung (SFC:AWA434) Ng 吳志強 | Rep 9 | 2011-04 | 2012-10 |
| Fong Ching Pang 彭方正 | Rep 9 | 2019-04 | 2020-10 |
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