Tommy Sui Sang Fung
馮瑞生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tommy Sui Sang Fung (馮瑞生), a licensed former licensee with CE reference AFN762. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| eFusion Capital Limited 易方資本有限公司 |
RO | Type 4 — Advising on securities | 2022-08-01 | 2025-05-21 |
| eFusion Capital Limited 易方資本有限公司 |
RO | Type 9 — Asset management | 2022-08-01 | 2025-05-21 |
| eFusion Capital Limited 易方資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-19 | 2022-08-01 |
| eFusion Capital Limited 易方資本有限公司 |
Rep | Type 9 — Asset management | 2022-07-19 | 2022-08-01 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-13 | 2021-03-01 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 4 — Advising on securities | 2019-03-01 | 2021-03-01 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 9 — Asset management | 2019-03-01 | 2021-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-26 | 2015-01-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-26 | 2015-01-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2014-05-26 | 2015-01-31 |
| C.P. Financial Management Limited 中和資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-05-16 | 2014-04-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-18 | 2013-05-04 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2011-04-18 | 2013-05-04 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-03 | 2013-05-04 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-03 | 2013-05-04 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-11 | 2008-10-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-21 | 2003-10-22 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-12 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-12 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-12 |