Shiu Ki Lee
李紹祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Ki Lee (李紹祺), a licensed Responsible Officer with CE reference AWC496. Currently licensed at 1 firm(s): Amoeba Capital Advisors Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amoeba Capital Advisors Limited 米亞資本顧問有限公司 |
RO | Type 9 — Asset management | 2020-09-28 | present |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | 2020-03-02 | 2020-06-15 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2020-03-02 | 2020-06-15 |
| Amto Capital Management Limited 安拓資本管理有限公司 |
RO | Type 9 — Asset management | 2019-04-08 | 2019-10-31 |
| Amto Capital Management Limited 安拓資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-16 | 2019-04-08 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-25 | 2018-08-15 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-25 | 2018-08-15 |
| C.P. Financial Management Limited 中和資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-02-01 | 2017-01-27 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-23 | 2012-09-30 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-19 | 2012-09-30 |