Ping Sum Lam
林炳森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Sum Lam (林炳森), a licensed Responsible Officer with CE reference AUZ549. Currently licensed at 1 firm(s): GRT Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-12 | present |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
RO | Type 9 — Asset management | 2018-06-12 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-09 | 2018-03-19 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 4 — Advising on securities | 2016-09-09 | 2018-03-19 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 9 — Asset management | 2016-09-09 | 2018-03-19 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 9 — Asset management | 2016-05-13 | 2016-08-05 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 9 — Asset management | 2016-04-13 | 2016-05-13 |
| C.P. Financial Management Limited 中和資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-22 | 2016-03-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2012-03-20 | 2013-07-06 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-27 | 2013-07-06 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-20 | 2011-05-31 |